top of page


Why ASX Announcements Get Corrected
ASX-listed entities lodged ~155 verified correction-type announcements in 90 days. Almost none voluntary. What drives them, and the checks that catch them.
Julian Rockett
May 216 min read


Continuous Disclosure in Live M&A: When LR 3.1A Breaks
An ASX-listed board in live M&A discussions has two operating questions: when does LR 3.1 require disclosure, and how long can the LR 3.1A exception hold?
Julian Rockett
May 135 min read


Cleansing Notices: What Markets and Regulators Read
A s708A cleansing notice is a market communication, not a compliance lodgement. What investors, ASX and ASIC read in it depends on what your board asked.
Julian Rockett
May 65 min read


The ASX Close Review Procedure: A Public Statement About Your Disclosure Governance
Since 26 June 2025, ASX has operated a formal Close Review Procedure — an escalation between aware letter and suspension that small-cap boards underestimate.
Julian Rockett
Apr 272 min read


Responding to ASX Query and Aware Letters
ASX issues hundreds of price queries and aware letters each year. The response is a market disclosure that ASIC and ASX both read. Get the first move right.
Julian Rockett
Apr 104 min read
bottom of page