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JR3 Legal logo
JR3 Legal logo
ADVISORY SERVICES

Your company secretary and corporate lawyer. One retainer.

Most ASX-listed small-to-mid cap companies have a company secretary provided by a registry firm. The service handles filings, board minutes and meeting convening. What it doesn't do is give legal advice. JR3 Legal replaces that arrangement with a single engagement. I act as your company secretary and your corporate lawyer — the same practitioner, one retainer, full institutional knowledge from day one.

Services

Three core ASX legal services for the board.

ASX Capital Markets Advisory

Practical advice and transaction execution for ASX-listed entities raising capital and managing market-sensitive obligations.

Company Secretarial Advisory

A unified engagement replacing registry CoSec fees and ad hoc legal costs. One practitioner, one retainer, full institutional knowledge.

Board & Governance Advisory

Managing the continuous disclosure obligation with privilege. Draft and review of ASX announcements, board charters, and Corporate Governance Statements.

Engagement Model

Direct engagement. Zero friction.

JR3 Legal operates under a structural rhythm designed for board stability. We replace fragmented billing with institutional knowledge.

The CoSec function

  • Managing ASX and ASIC compliance filings
  • Liaising with the registry and share plan providers.​
  • Convening board and committee meetings
  • Drafting and maintaining precise minutes
  • Managing the annual general meeting process

The Legal function

  • Continuous disclosure and ASX query advice.
  • Capital raising structural legal support.
  • Corporate governance and director duties advice
  • Institutional knowledge across all transactionsPrivileged communication with the board

Ready to secure your board's function? Contact Julian Rockett for a direct consultation.

Structural problem

The fragmented advisory model is broken.

Most boards operate with a registry-provided secretary and an external law firm. This silos information, increases costs, and removes legal privilege from governance deliberations.

Information Silos.

The secretary handles the minutes; the lawyer provides the advice. Neither sees the full context, leading to governance gaps and reactive decision-making.

No Privilege.

Registry and boutique Corporate Secretarial service firms are not law practices. Deliberations on disclosure and compliance recorded by a secretary are discoverable. JR3 secures this with legal privilege.

Fragmented Costs.

Paying two distinct entities for one board function is inefficient. JR3 consolidates these into a single retainer. Spend the same budget on a higher calibre of service.

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